{"id":66047,"date":"2026-07-14T05:00:08","date_gmt":"2026-07-13T20:00:08","guid":{"rendered":"https:\/\/www.sanctionlab.com\/?p=66047"},"modified":"2026-07-15T08:34:59","modified_gmt":"2026-07-14T23:34:59","slug":"%e7%be%8e-sec-ubs-%ec%9c%84%ea%b8%b0%ec%a0%95%eb%a6%ac%ea%b3%84%ed%9a%8d-%eb%b2%95%ec%a0%81-%ea%b1%b8%eb%a6%bc%eb%8f%8c-%ed%95%b4%ec%86%8c%eb%b2%a0%ec%9d%bc%ec%9d%b8-%ec%a0%88%ec%b0%a8","status":"publish","type":"post","link":"https:\/\/www.sanctionlab.com\/?p=66047","title":{"rendered":"\u7f8e SEC, \uc2a4\uc704\uc2a4 UBS\uc5d0 ‘\uc704\uae30 \uc2dc \ube5a\uc744 \uc8fc\uc2dd\uc73c\ub85c’ \ubc14\uafc0 \uc218 \uc788\ub3c4\ub85d \ud5c8\uc6a9"},"content":{"rendered":"

| \uac10\ub3c5\ub2f9\uad6d \uc9c0\uc2dc \ub530\ub77c \ucc44\ubb34\ub97c \uc8fc\uc2dd \uc804\ud658\ud560 \uc218 \uc788\uac8c \uc99d\uad8c \ub4f1\ub85d \uc758\ubb34 \uba74\uc81c \uc778\uc815
\n| \ud06c\ub808\ub514\ud2b8\uc2a4\uc704\uc2a4 \uc0ac\ud0dc \uad50\ud6c8 \ubc18\uc601…\uad6d\uacbd \uac04 \uae08\uc735\uc704\uae30 \ub300\uc751\uccb4\uacc4 \uc815\ube44<\/h3>\n

<\uac1c\uc694>
\n<\/strong>\ubbf8\uad6d \uc99d\uad8c\uac70\ub798\uc704\uc6d0\ud68c(SEC)\uac00 \uc2a4\uc704\uc2a4 \uae08\uc735\ub2f9\uad6d\uc758 \uc9c0\uc2dc\uc5d0 \ub530\ub77c UBS\uac00 \uc704\uae30 \uc0c1\ud669\uc5d0\uc11c \ud2b9\uc815 \ucc44\ubb34\uc99d\uad8c\uc744 \uc8fc\uc2dd\uc73c\ub85c \uc804\ud658\ud558\ub294 ‘\ubca0\uc77c\uc778(Bail-in)’ \uc808\ucc28\ub97c \uc2dc\ud589\ud558\ub354\ub77c\ub3c4 \uc99d\uad8c \ub4f1\ub85d\uc758\ubb34 \uc704\ubc18\uc73c\ub85c \uc81c\uc7ac\ud558\uc9c0 \uc54a\uaca0\ub2e4\ub294 \uc785\uc7a5\uc744 \ubc1d\ud614\uc74c. \uc774\ub294 \ud06c\ub808\ub514\ud2b8\uc2a4\uc704\uc2a4(Credit Suisse) \uc0ac\ud0dc\uc5d0\uc11c \ub4dc\ub7ec\ub09c \uad6d\uacbd \uac04 \ubc95\uc801 \ucda9\ub3cc\uc744 \ud574\uc18c\ud558\uace0 \uae00\ub85c\ubc8c \uae08\uc735\uae30\uad00\uc758 \uc704\uae30\uc815\ub9ac(Resolution) \uacc4\ud68d \uc2e4\ud589 \uac00\ub2a5\uc131\uc744 \ub192\uc774\uae30 \uc704\ud55c \uc870\uce58\ub85c \ud3c9\uac00\ub428.<\/p>\n

<\uad6c\uccb4\uc801 \ub0b4\uc6a9><\/strong>
\n8\uc77c(\ud604\uc9c0\uc2dc\uac01) \ub85c\uc774\ud130 \ud1b5\uc2e0<\/a>\uc5d0 \ub530\ub974\uba74 \ubbf8\uad6d \uc99d\uad8c\uac70\ub798\uc704\uc6d0\ud68c(SEC)\ub294 \uc2a4\uc704\uc2a4 \uae08\uc735\uc2dc\uc7a5\uac10\ub3c5\uccad(FINMA)\uc758 \uc9c0\uc2dc\uc5d0 \ub530\ub77c UBS\uac00 \uc704\uae30 \uc0c1\ud669\uc5d0\uc11c \uc9c8\uc11c \uc788\ub294 \uc815\ub9ac \uc808\ucc28\ub97c \uc218\ud589\ud558\uae30 \uc704\ud574 \ud2b9\uc815 \ucc44\ubb34\uc99d\uad8c\uc744 \uc8fc\uc2dd\uc73c\ub85c \uc804\ud658\ud558\ub354\ub77c\ub3c4 \uad00\ub828 \uc99d\uad8c \ub4f1\ub85d \ubb38\uc81c\ub97c \uc774\uc720\ub85c \uc81c\uc7ac\ud558\uc9c0 \uc54a\uaca0\ub2e4\ub294 \uc758\uacac\uc11c\ub97c UBS\uc5d0 \uc804\ub2ec\ud588\uc74c. \uc774\ubc88 \uc870\uce58\ub294 UBS\uc758 \uc704\uae30\uc815\ub9ac\uacc4\ud68d\uc5d0 \uc874\uc7ac\ud588\ub358 \uc8fc\uc694 \ubc95\uc801 \ubd88\ud655\uc2e4\uc131\uc744 \uc81c\uac70\ud55c \uac83\uc73c\ub85c \ud3c9\uac00\ub428.<\/p>\n

SEC\ub294 \uc2a4\uc704\uc2a4 \uac10\ub3c5\ub2f9\uad6d\uc774 \uba85\ub839\ud558\ub294 \ucc44\ubb34\uc758 \uc8fc\uc2dd \uc804\ud658(debt-to-equity exchange)\uc774 \ubbf8\uad6d \uc99d\uad8c\ubc95\uc0c1 ‘\uc99d\uad8c\uc758 \ubaa8\uc9d1(offer) \ubc0f \ub9e4\uac01(sale)’\uc5d0 \ud574\ub2f9\ud558\uc9c0\ub9cc, \uc99d\uad8c\ubc95\uc0c1 \ub4f1\ub85d \uc758\ubb34\uc758 \uc608\uc678 \uc870\ud56d\uc744 \uc801\uc6a9\ubc1b\uc744 \uc218 \uc788\ub2e4\uace0 \ud310\ub2e8\ud588\uc74c. \uc774\uc5d0 \ub530\ub77c UBS\uac00 \uae34\uae09\ud55c \uc704\uae30 \uc0c1\ud669\uc5d0\uc11c \ubbf8\uad6d SEC\uc5d0 \ubcc4\ub3c4\ub85c \uc99d\uad8c \ub4f1\ub85d\uc744 \ud558\uc9c0 \uc54a\uc558\ub2e4\ub294 \uc774\uc720\ub9cc\uc73c\ub85c \uc9d1\ud589\uc870\uce58(enforcement action)\ub97c \ubc1b\uc9c0\ub294 \uc54a\uc744 \uac83\uc774\ub77c\ub294 \uc810\uc744 \uba85\ud655\ud788 \ud588\uc74c.<\/p>\n

\uc774\ubc88 \uc870\uce58\ub294 \uc774\ub978\ubc14 ‘\ubca0\uc77c\uc778(Bail-in)’ \uc81c\ub3c4\uc758 \uc2e4\ud589 \uac00\ub2a5\uc131\uc744 \ub192\uc778 \uc758\ubbf8\uac00 \uc788\uc74c. \ubca0\uc77c\uc778\uc740 \ubd80\uc2e4 \uae08\uc735\uae30\uad00\uc744 \uacf5\uc801\uc790\uae08\uc73c\ub85c \uad6c\uc81c\ud558\ub294 \ub300\uc2e0 \uc77c\uc815\ud55c \ucc44\ubb34\uc99d\uad8c\uc744 \uc8fc\uc2dd\uc73c\ub85c \uac15\uc81c \uc804\ud658\ud574 \uc790\ubcf8\uc744 \ud655\ucda9\ud558\ub294 \uc704\uae30\uad00\ub9ac \uc218\ub2e8\uc784. \uae08\uc735\uae30\uad00 \uc190\uc2e4\uc744 \ud22c\uc790\uc790\uac00 \uc6b0\uc120 \ubd80\ub2f4\ud558\ub3c4\ub85d \uc124\uacc4\ub3fc \ub0a9\uc138\uc790 \ubd80\ub2f4\uc744 \uc904\uc774\ub294 \uac83\uc774 \ud575\uc2ec \ubaa9\uc801\uc784.<\/p>\n

SEC\ub294 \uc774\ubc88 \uacb0\uc815\uc774 \uc2a4\uc704\uc2a4 \uae08\uc735\ub2f9\uad6d\uc758 \uc801\ubc95\ud55c \uba85\ub839\uc5d0 \ub530\ub77c \uc9c4\ud589\ub418\ub294 \uc704\uae30\uc815\ub9ac \uc808\ucc28\ub97c \uc9c0\uc6d0\ud558\uae30 \uc704\ud55c \uac83\uc774\ub77c\uace0 \uc124\uba85\ud588\uc74c. SEC\ub294 “\uc2a4\uc704\uc2a4 \uae08\uc735\ub2f9\uad6d\uc774 \uba85\ub839\ud55c \ucc44\ubb34\uc758 \uc8fc\uc2dd \uc804\ud658\uc740 \ubbf8\uad6d \uc99d\uad8c\ubc95\uc0c1 \uc99d\uad8c\uc758 \uc81c\uc548\uacfc \ub9e4\uac01\uc5d0 \ud574\ub2f9\ud558\uc9c0\ub9cc, \uc99d\uad8c\ubc95 \ub4f1\ub85d \uc694\uac74\uc758 \uc608\uc678 \uc801\uc6a9 \ub300\uc0c1\uc774 \ub420 \uc218 \uc788\ub2e4”\uace0 \ubc1d\ud614\uc74c.<\/p>\n

\uc774\ubc88 \uc870\uce58\ub294 2023\ub144 \ud06c\ub808\ub514\ud2b8\uc2a4\uc704\uc2a4 \uc704\uae30 \ub2f9\uc2dc \ub4dc\ub7ec\ub09c \uc81c\ub3c4\uc801 \ud55c\uacc4\ub97c \ubcf4\uc644\ud558\ub824\ub294 \uc131\uaca9\uc774 \uac15\ud568. \ub2f9\uc2dc \uc2a4\uc704\uc2a4 \ub2f9\uad6d\uc740 \ud06c\ub808\ub514\ud2b8\uc2a4\uc704\uc2a4\uc758 \uc0ac\uc804 \uc704\uae30\uc815\ub9ac\uacc4\ud68d\uc744 \uc2e4\ud589\ud558\uc9c0 \ubabb\ud558\uace0 UBS\uc758 \uae34\uae09 \uc778\uc218 \ubc29\uc2dd\uc73c\ub85c \uc0ac\ud0dc\ub97c \uc218\uc2b5\ud588\uc73c\uba70, \uc774 \uacfc\uc815\uc5d0\uc11c \uad6d\uac00\ubcc4 \ubc95\ub960 \ucc28\uc774\uc640 \uad6d\uacbd \uac04 \uaddc\uc81c \ucda9\ub3cc\uc774 \uc8fc\uc694 \ubb38\uc81c\ub85c \uc9c0\uc801\ub410\uc74c.<\/p>\n

SEC\uc758 \uc774\ubc88 \uc785\uc7a5\uc740 \ud5a5\ud6c4 \uae00\ub85c\ubc8c \uc2dc\uc2a4\ud15c\uc0c1 \uc911\uc694\ud55c \uae08\uc735\uae30\uad00(G-SIB)\uc758 \uc704\uae30 \ubc1c\uc0dd \uc2dc \ubbf8\uad6d\uacfc \uc2a4\uc704\uc2a4 \uac04 \ubc95\uc801 \ucda9\ub3cc\uc744 \ucd5c\uc18c\ud654\ud558\uace0, \uc0ac\uc804\uc5d0 \ub9c8\ub828\ub41c \uc704\uae30\uc815\ub9ac\uacc4\ud68d\uc774 \ubcf4\ub2e4 \uc6d0\ud65c\ud558\uac8c \uc791\ub3d9\ud560 \uc218 \uc788\ub3c4\ub85d \uc81c\ub3c4\uc801 \uae30\ubc18\uc744 \ub9c8\ub828\ud55c \uc870\uce58\ub85c \ud574\uc11d\ub428.<\/p>\n

<\uc2dc\uc0ac\uc810><\/strong>
\n\uc774\ubc88 \uc870\uce58\ub294 \uae00\ub85c\ubc8c \ub300\ud615\uc740\ud589\uc758 \uc704\uae30 \ub300\uc751 \uccb4\uacc4\uc5d0\uc11c \uad6d\uacbd \uac04 \ubc95\uc801 \ubd88\ud655\uc2e4\uc131\uc744 \uc904\uc600\ub2e4\ub294 \uc810\uc5d0\uc11c \uc758\ubbf8\uac00 \uc788\uc74c. \ud2b9\ud788 \ubbf8\uad6d\uacfc \uc2a4\uc704\uc2a4 \uaddc\uc81c\ub2f9\uad6d \uac04 \uc81c\ub3c4\uc801 \uacf5\uc870\uac00 \uac15\ud654\ub418\uba74\uc11c \ud5a5\ud6c4 \uae00\ub85c\ubc8c \uae08\uc735\uc704\uae30 \ubc1c\uc0dd \uc2dc \uacf5\uc801\uc790\uae08 \ud22c\uc785\ubcf4\ub2e4 \ubca0\uc77c\uc778 \uc911\uc2ec\uc758 \uc2dc\uc7a5 \uae30\ubc18 \uc704\uae30\uc815\ub9ac \uc6d0\uce59\uc774 \ub354\uc6b1 \ud655\ub300\ub420 \uac00\ub2a5\uc131\uc774 \uc788\uc74c.<\/p>\n","protected":false},"excerpt":{"rendered":"

| \uac10\ub3c5\ub2f9\uad6d \uc9c0\uc2dc \ub530\ub77c \ucc44\ubb34\ub97c \uc8fc\uc2dd \uc804\ud658\ud560 \uc218 \uc788\uac8c \uc99d\uad8c \ub4f1\ub85d \uc758\ubb34 \uba74\uc81c \uc778\uc815 | \ud06c\ub808\ub514\ud2b8\uc2a4\uc704\uc2a4 \uc0ac\ud0dc \uad50\ud6c8 \ubc18\uc601…\uad6d\uacbd \uac04 \uae08\uc735\uc704\uae30 \ub300\uc751\uccb4\uacc4 \uc815\ube44 <\uac1c\uc694> \ubbf8\uad6d \uc99d\uad8c\uac70\ub798\uc704\uc6d0\ud68c(SEC)\uac00 \uc2a4\uc704\uc2a4 \uae08\uc735\ub2f9\uad6d\uc758 \uc9c0\uc2dc\uc5d0 \ub530\ub77c UBS\uac00 \uc704\uae30 \uc0c1\ud669\uc5d0\uc11c \ud2b9\uc815 \ucc44\ubb34\uc99d\uad8c\uc744 \uc8fc\uc2dd\uc73c\ub85c \uc804\ud658\ud558\ub294 ‘\ubca0\uc77c\uc778(Bail-in)’ \uc808\ucc28\ub97c \uc2dc\ud589\ud558\ub354\ub77c\ub3c4 \uc99d\uad8c \ub4f1\ub85d\uc758\ubb34 \uc704\ubc18\uc73c\ub85c \uc81c\uc7ac\ud558\uc9c0 \uc54a\uaca0\ub2e4\ub294 \uc785\uc7a5\uc744 \ubc1d\ud614\uc74c. \uc774\ub294 \ud06c\ub808\ub514\ud2b8\uc2a4\uc704\uc2a4(Credit Suisse) \uc0ac\ud0dc\uc5d0\uc11c \ub4dc\ub7ec\ub09c \uad6d\uacbd \uac04 \ubc95\uc801 […]<\/p>\n","protected":false},"author":662,"featured_media":13069,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[612,613,8],"tags":[4839,44,301,12142,847,12143,7815,12140,12141,2013,593],"class_list":{"0":"post-66047","1":"post","2":"type-post","3":"status-publish","4":"format-standard","5":"has-post-thumbnail","7":"category-usa","8":"category-europe","9":"category-compliance","10":"tag-finma","11":"tag-sec","12":"tag-ubs","13":"tag-12142","14":"tag-847","15":"tag-12143","16":"tag-7815","17":"tag-12140","18":"tag-12141","19":"tag-2013","20":"tag-593"},"yoast_head":"\n\u7f8e SEC, \uc2a4\uc704\uc2a4 UBS\uc5d0 '\uc704\uae30 \uc2dc \ube5a\uc744 \uc8fc\uc2dd\uc73c\ub85c' \ubc14\uafc0 \uc218 \uc788\ub3c4\ub85d \ud5c8\uc6a9 SanctionLab<\/title>\n<meta name=\"description\" content=\"\ubbf8\uad6d SEC\uac00 UBS\uc758 \uc704\uae30\uc815\ub9ac\uacc4\ud68d \uc218\ud589 \uacfc\uc815\uc5d0\uc11c \ubc1c\uc0dd\ud560 \uc218 \uc788\ub294 \uc99d\uad8c\ubc95\uc0c1 \uc7a5\uc560 \uc694\uc778\uc744 \uc81c\uac70\ud588\uc74c. \uc2a4\uc704\uc2a4 \uae08\uc735\ub2f9\uad6d\uc774 \uba85\ub839\ud558\ub294 \ubca0\uc77c\uc778 \uc808\ucc28\uc5d0 \ub300\ud574 \uc99d\uad8c \ub4f1\ub85d\uc758\ubb34 \uc608\uc678\ub97c \uc778\uc815\ud558\uae30\ub85c \ud588\uc74c. \uae00\ub85c\ubc8c \uae08\uc735\uaddc\uc81c \uacf5\uc870\uac00 \ud55c\uce35 \uac15\ud654\ub418\ub294 \uacc4\uae30\uac00 \ub420 \uc804\ub9dd\uc784.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.sanctionlab.com\/?p=66047\" \/>\n<meta property=\"og:locale\" content=\"ko_KR\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"\u7f8e SEC, \uc2a4\uc704\uc2a4 UBS\uc5d0 '\uc704\uae30 \uc2dc \ube5a\uc744 \uc8fc\uc2dd\uc73c\ub85c' \ubc14\uafc0 \uc218 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content=\"2026-07-14T23:34:59+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.sanctionlab.com\/wp-content\/uploads\/2025\/02\/U.S._Securities_and_Exchange_Commission_headquarters.jpeg\" \/>\n\t<meta property=\"og:image:width\" content=\"2411\" \/>\n\t<meta property=\"og:image:height\" content=\"2483\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"\uc548\uc900\ud638 \uac1d\uc6d0 \uc5f0\uad6c\uc6d0\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"\uae00\uc4f4\uc774\" \/>\n\t<meta name=\"twitter:data1\" content=\"\uc548\uc900\ud638 \uac1d\uc6d0 \uc5f0\uad6c\uc6d0\" \/>\n\t<meta name=\"twitter:label2\" content=\"\uc608\uc0c1 \ub418\ub294 \ud310\ub3c5 \uc2dc\uac04\" \/>\n\t<meta name=\"twitter:data2\" content=\"3\ubd84\" \/>\n<script type=\"application\/ld+json\" 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