<\uc138\ubd80\ub0b4\uc5ed>
\n<\/strong>\uc704\ubd88\uc740 \ubbf8\uad6d\uc5d0\uc11c \uc8fc\uc2dd\uacfc \uc635\uc158 \ub4f1 \uae08\uc735\uc0c1\ud488 \uac70\ub798 \uc11c\ube44\uc2a4\ub97c \uc81c\uacf5\ud558\ub294 \uc628\ub77c\uc778 \uc99d\uad8c\uc0ac\ub85c, 2020\ub144 1\uc6d4\ubd80\ud130 2023\ub144 9\uc6d4\uae4c\uc9c0 \ub9e4\ub144 \uc218\ubc31\ub9cc\uac1c\uc758 \uc2e0\uaddc \uacc4\uc88c\ub97c \uac1c\uc124\ud558\uace0 \uc0ac\uc5c5\uc744 \ube60\ub974\uac8c \ud655\uc7a5\ud588\uc74c. \uadf8\ub7ec\ub098 FINRA\ub294 \uc704\ubd88\uc774 \uace0\uac1d \uc218 \uc99d\uac00\uc5d0 \ub9de\ucdb0 \uc2e0\uc6d0\ud655\uc778\uacfc \uc758\uc2ec\uac70\ub798 \uac10\uc2dc \uccb4\uacc4\ub97c \uc81c\ub300\ub85c \uac16\ucd94\uc9c0 \ubabb\ud588\ub2e4\uace0 \uc9c0\uc801\ud588\uc74c.<\/p>\n\uc704\ubd88\uc740 \uc678\ubd80 \uc5c5\uccb4\uc758 \uc2e0\uc6d0\ud655\uc778 \uc11c\ube44\uc2a4\ub97c \uc774\uc6a9\ud558\uba74\uc11c \uace0\uac1d \uc2e0\uc6d0\uc744 \uc81c\ub300\ub85c \ud655\uc778\ud558\uc9c0 \uc54a\uc740 \ucc44 12\ub9cc\uac1c \uc774\uc0c1\uc758 \uacc4\uc88c \uac1c\uc124\uc744 \uc2b9\uc778\ud588\uc74c. \uc77c\ubd80 \uace0\uac1d\uc740 \uc815\ubd80 \ubc1c\ud589 \uc2e0\ubd84\uc99d \ub300\uc2e0 \ud48d\uacbd \uc0ac\uc9c4\uc744 \uc81c\ucd9c\ud558\uace0\ub3c4 \uacc4\uc88c\ub97c \uac1c\uc124\ud588\uace0, \uc704\ubd88\uc740 \uc0ac\ub9dd\uc790\ub85c \ub4f1\ub85d\ub41c \uace0\uac1d\uc5d0\uac8c\ub3c4 \uacc4\uc88c \uac1c\uc124\uc744 \ud5c8\uc6a9\ud588\uc74c.<\/p>\n
\uc758\uc2ec\uac70\ub798 \uac10\uc2dc\uc5d0\ub3c4 \ud5c8\uc810\uc774 \uc788\uc5c8\uc74c. \uc704\ubd88\uc740 \ub2e4\ub978 \uae08\uc735\uae30\uad00\uc758 \uace0\uac1d \uacc4\uc88c\uc5d0\uc11c \uc704\ubd88 \uacc4\uc88c\ub85c \ubb34\ub2e8 \uc774\uccb4\ub41c 473\uac74, \ucd1d 150\ub9cc\ub2ec\ub7ec(\uc57d 20\uc5b52800\ub9cc\uc6d0) \uc774\uc0c1\uc758 \uac70\ub798\ub97c \uc81c\ub300\ub85c \ud30c\uc545\ud558\uac70\ub098 \uc870\uc0ac\ud558\uc9c0 \uc54a\uc558\uc74c. \ub610 \ud2b9\uc815 \uacc4\uc88c\uc5d0\uc11c \uc57d 18\uac1c\uc6d4 \ub3d9\uc548 100\uac1c \uc774\uc0c1\uc758 \uc885\ubaa9\uc5d0 \uac78\uccd0 \uc2dc\uc138\uc870\uc885 \uc758\uc2ec \uacbd\uace0\uac00 \uc57d 1\ub9cc3000\uac74 \ubc1c\uc0dd\ud588\uc9c0\ub9cc \uc81c\ub54c \uc870\uc0ac\ud558\uc9c0 \uc54a\uc558\uc74c.<\/p>\n
\uc2e0\uc6d0\ub3c4\uc6a9\uc744 \ub9c9\uae30 \uc704\ud55c \uad00\ub9ac\ub3c4 \ubd80\uc2e4\ud588\uc74c. \uc704\ubd88\uc740 \ub3d9\uc77c\ud55c \uc778\ud130\ub137\uc8fc\uc18c(IP)\ub098 \uae30\uae30\ub97c \uc774\uc6a9\ud574 \uc218\uc2ed\uac1c\uc758 \uc678\uad6d\uc778 \uba85\uc758 \uacc4\uc88c\ub97c \uac1c\uc124\ud558\ub294 \ud589\uc704\ub97c \uc81c\ub300\ub85c \uac10\uc9c0\ud558\uc9c0 \ubabb\ud588\uc74c. \uc11c\ub85c \uad00\uacc4\uc5c6\ub294 \uace0\uac1d\ub4e4\uc774 \uac19\uc740 \uc8fc\uc18c\ub098 \uae30\uae30\uc5d0\uc11c \uac70\ub798\ud558\uac70\ub098 \ud0c0\uc778\uc758 \uacc4\uc88c\ub97c \ud0c8\ucde8\ud558\ub294 \ud589\uc704\ub97c \ucc3e\uc544\ub0bc \uac10\uc2dc \uccb4\uacc4\ub3c4 \ucda9\ubd84\ud788 \uac16\ucd94\uc9c0 \uc54a\uc558\uc74c. \ub3d9\uc77c\ud55c \uc0ac\ud68c\ubcf4\uc7a5\ubc88\ud638\ub85c \uc5ec\ub7ec \uacc4\uc88c\ub97c \uac1c\uc124\ud558\ub294\uc9c0 \ud655\uc778\ud558\ub294 \uc808\ucc28\ub294 2021\ub144 8\uc6d4\uc5d0\uc57c \ub3c4\uc785\ud588\uc74c.<\/p>\n
FINRA\ub294 \uc704\ubd88\uc774 \uace0\uac1d\uc758 \uc8fc\uc2dd \uc8fc\ubb38\uc744 \uc720\ub9ac\ud55c \uc870\uac74\uc73c\ub85c \ucc98\ub9ac\ud558\uae30 \uc704\ud55c \uad00\ub9ac\ub3c4 \uc18c\ud640\ud788 \ud588\ub2e4\uace0 \uc9c0\uc801\ud588\uc74c. \uc704\ubd88\uc740 2020\ub144 2\uc6d4\ubd80\ud130 2025\ub144 5\uc6d4\uae4c\uc9c0 \ub2e4\ub978 \uac70\ub798\uc2dc\uc7a5\uc5d0\uc11c \ub354 \uc88b\uc740 \uac00\uaca9\uc774\ub098 \uac70\ub798 \uc870\uac74\uc744 \uc81c\uacf5\ud558\ub294\uc9c0 \uc81c\ub300\ub85c \uc0b4\ud3b4\ubcf4\uc9c0 \uc54a\uc558\uc74c. \ud2b9\ud788 \uc77c\ubd80 \uae30\uac04\uc5d0\ub294 \uc804\uccb4 \uc8fc\ubb38\uc758 60~70%\ub97c \ucc28\uc9c0\ud558\ub294 \uc9c0\uc815\uac00 \uc8fc\ubb38 \ub4f1 \uc989\uc2dc \uccb4\uacb0\ub418\uc9c0 \uc54a\ub294 \uc8fc\ubb38\uc5d0 \ub300\ud55c \uc810\uac80\ub3c4 \uc18c\ud640\ud788 \ud588\uc74c. \uc8fc\uc2dd \uc885\ubaa9\uacfc \uc8fc\ubb38 \ubc29\uc2dd\uc5d0 \ub530\ub77c \uac70\ub798 \uc870\uac74\uc744 \ube44\uad50\ud558\ub294 \uc808\ucc28\ub3c4 \uc81c\ub300\ub85c \uc9c0\ud0a4\uc9c0 \uc54a\uc558\uc74c.<\/p>\n
\ube4c \uc138\uc778\ud2b8\ub8e8\uc774\uc2a4 FINRA \uc81c\uc7ac \ub2f4\ub2f9 \ucc45\uc784\uc790\ub294 \uc704\ubd88\uc774 \ube60\ub974\uac8c \uc131\uc7a5\ud588\uc9c0\ub9cc \uaddc\uc815 \uc900\uc218 \uccb4\uacc4\ub294 \uc774\ub97c \ub530\ub77c\uac00\uc9c0 \ubabb\ud588\ub2e4\uace0 \uc9c0\uc801\ud588\uc74c. \uace0\uac1d \uc2e0\uc6d0\ud655\uc778\uacfc \uc758\uc2ec\uac70\ub798 \uac10\uc2dc, \ucd5c\uc801 \uac70\ub798 \uc2e4\ud589 \ub4f1 \uae30\ubcf8\uc801\uc778 \uc758\ubb34\ub97c \uc81c\ub300\ub85c \uc9c0\ud0a4\uc9c0 \uc54a\uc558\uace0, \uae08\uc735\ud68c\uc0ac\ub294 \uc0ac\uc5c5 \uaddc\ubaa8\uc5d0 \ub9de\ucdb0 \ub0b4\ubd80\ud1b5\uc81c \uccb4\uacc4\ub97c \uac15\ud654\ud574\uc57c \ud55c\ub2e4\uace0 \uac15\uc870\ud588\uc74c.<\/p>\n
\uc704\ubd88\uc740 \uc774\ubc88 \uc81c\uc7ac\uc640 \uad00\ub828\ud574 \ud610\uc758\ub97c \uc778\uc815\ud558\uac70\ub098 \ubd80\uc778\ud558\uc9c0 \uc54a\uace0 FINRA\uc758 \uc870\uc0ac \uacb0\uacfc\ub97c \uc218\uc6a9\ud588\uc74c. FINRA\ub294 420\ub9cc\ub2ec\ub7ec(\uc57d 56\uc5b58000\ub9cc\uc6d0)\uc758 \ubc8c\uae08\uacfc \ud568\uaed8 \uc790\uae08\uc138\ud0c1\ubc29\uc9c0 \ubc0f \uc2e0\uc6d0\ub3c4\uc6a9 \ubc29\uc9c0 \uccb4\uacc4\uc758 \ubb38\uc81c\uc810\uc744 \uac1c\uc120\ud558\ub3c4\ub85d \uba85\ub839\ud588\uc74c. \ub610\ud55c \ub3c5\ub9bd\uc801\uc778 \uc678\ubd80 \uc804\ubb38\uac00\ub97c \uc120\uc784\ud574 \ucd5c\uc801 \uac70\ub798 \uc2e4\ud589 \uad00\ub9ac \uccb4\uacc4\ub97c \uac1c\uc120\ud558\ub3c4\ub85d \ud588\uc74c.<\/p>\n
\uc55e\uc11c FINRA\ub294 2025\ub144\uc5d0\ub3c4 \uc704\ubd88\uc774 \uc18c\uc15c\ubbf8\ub514\uc5b4 \uc778\ud50c\ub8e8\uc5b8\uc11c\uc758 \ud64d\ubcf4 \uac8c\uc2dc\ubb3c\uc744 \uc81c\ub300\ub85c \uac10\ub3c5\ud558\uac70\ub098 \ubcf4\uad00\ud558\uc9c0 \uc54a\uc740 \ubb38\uc81c\ub85c 160\ub9cc\ub2ec\ub7ec(\uc57d 21\uc5b56400\ub9cc\uc6d0)\uc758 \ubc8c\uae08\uc744 \ubd80\uacfc\ud558\uace0 \uacac\ucc45 \uc870\uce58\ud588\uc74c.<\/p>\n
<\uc2dc\uc0ac\uc810>
\n<\/strong>\uc774\ubc88 \uc81c\uc7ac\ub294 \uc628\ub77c\uc778 \uc99d\uad8c\uc0ac\uac00 \ube60\ub974\uac8c \uc131\uc7a5\ud558\ub294 \uacfc\uc815\uc5d0\uc11c \uace0\uac1d\ud655\uc778\uacfc \uc758\uc2ec\uac70\ub798 \uac10\uc2dc\ub97c \uc18c\ud640\ud788 \ud560 \uacbd\uc6b0 \uc790\uae08\uc138\ud0c1 \ubc0f \uae08\uc735\uc0ac\uae30 \uc704\ud5d8\uc774 \ucee4\uc9c8 \uc218 \uc788\ub2e4\ub294 \uc810\uc744 \ubcf4\uc5ec\uc92c\uc74c. \ud2b9\ud788 \uc678\ubd80 \uc5c5\uccb4\uc5d0 \uc2e0\uc6d0\ud655\uc778 \uc5c5\ubb34\ub97c \ub9e1\uae30\ub354\ub77c\ub3c4 \uae08\uc735\ud68c\uc0ac\uac00 \uace0\uac1d\uc815\ubcf4\uc758 \uc815\ud655\uc131\uacfc \uc758\uc2ec\uac70\ub798 \uac10\uc2dc \uccb4\uacc4\ub97c \uc9c1\uc811 \uad00\ub9ac\ud574\uc57c \ud55c\ub2e4\ub294 \uc810\uc744 \ubd80\uac01\ud588\uc74c. FINRA\ub294 \ub300\uaddc\ubaa8 \ubc8c\uae08\uacfc \ub0b4\ubd80\ud1b5\uc81c \uac1c\uc120 \uba85\ub839\uc744 \ud1b5\ud574 \uc99d\uad8c\uc0ac\uc758 \uc0ac\uc5c5 \uaddc\ubaa8\uc5d0 \uac78\ub9de\uc740 \uc790\uae08\uc138\ud0c1\ubc29\uc9c0 \uccb4\uacc4 \uad6c\ucd95\uc774 \uc911\uc694\ud558\ub2e4\ub294 \uc810\uc744 \uac15\uc870\ud588\uc74c.<\/p>\n(1\ub2ec\ub7ec=1352\uc6d0)<\/p>\n","protected":false},"excerpt":{"rendered":"
| \uc704\ubd88\uc758 \uc790\uae08\uc138\ud0c1\ubc29\uc9c0\u00b7\ucd5c\uc801 \uac70\ub798 \uc2e4\ud589 \uc758\ubb34 \uc704\ubc18\uc5d0 420\ub9cc\ub2ec\ub7ec \ubc8c\uae08 | \uc2e0\uc6d0\ud655\uc778\uc774 \ubd80\uc2e4\ud55c \uacc4\uc88c 12\ub9cc\uac1c \uc774\uc0c1 \uac1c\uc124 \uc2b9\uc778 <\uac1c\uc694> \ubbf8\uad6d \uae08\uc735\uc0b0\uc5c5\uaddc\uc81c\uad6d(FINRA)\uc774 \uc9c0\ub09c 5\uc77c(\ud604\uc9c0\uc2dc\uac01) \uace0\uac1d \uc2e0\uc6d0\ud655\uc778\uacfc \uc758\uc2ec\uac70\ub798 \uac10\uc2dc \ub4f1 \uc790\uae08\uc138\ud0c1\ubc29\uc9c0(AML) \uc758\ubb34\ub97c \uc704\ubc18\ud55c \uc628\ub77c\uc778 \uc99d\uad8c\uc0ac \uc704\ubd88 \ud30c\uc774\ub0b8\uc15c(Webull Financial LLC)\uc5d0 420\ub9cc\ub2ec\ub7ec(\uc57d 56\uc5b58000\ub9cc\uc6d0)\uc758 \ubc8c\uae08\uc744 \ubd80\uacfc\ud588\ub2e4\uace0 \ubc1c\ud45c\ud588\uc74c. FINRA\ub294 \uc704\ubd88\uc774 2020\ub144\ubd80\ud130 2023\ub144\uae4c\uc9c0 \uace0\uac1d \uc2e0\uc6d0\uc744 \uc81c\ub300\ub85c \ud655\uc778\ud558\uc9c0 \uc54a\uc740 \ucc44 12\ub9cc\uac1c \uc774\uc0c1\uc758 \uacc4\uc88c \uac1c\uc124\uc744 […]<\/p>\n","protected":false},"author":17,"featured_media":75614,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[612,1],"tags":[1567,90,58,43,14129,36],"class_list":["post-75611","post","type-post","status-publish","format-standard","has-post-thumbnail","category-usa","category-money-laundering","tag-finra","tag-90","tag-58","tag-43","tag-14129","tag-36"],"yoast_head":"\n
\u7f8e FINRA, \ud48d\uacbd \uc0ac\uc9c4\u00b7\uc0ac\ub9dd\uc790 \uc815\ubcf4\ub85c\ub3c4 \uacc4\uc88c \uac1c\uc124 \ud5c8\uc6a9\ud55c \uc99d\uad8c\uc0ac\uc5d0 420\ub9cc\ub2ec\ub7ec \ubc8c\uae08 SanctionLab<\/title>\n<meta name=\"description\" content=\"\ubbf8\uad6d \uae08\uc735\uc0b0\uc5c5\uaddc\uc81c\uad6d(FINRA)\uc774 \uc9c0\ub09c 5\uc77c(\ud604\uc9c0\uc2dc\uac01) \uace0\uac1d \uc2e0\uc6d0\ud655\uc778\uacfc \uc758\uc2ec\uac70\ub798 \uac10\uc2dc \ub4f1 \uc790\uae08\uc138\ud0c1\ubc29\uc9c0(AML) \uc758\ubb34\ub97c \uc704\ubc18\ud55c \uc628\ub77c\uc778 \uc99d\uad8c\uc0ac \uc6e8\ubd88 \ud30c\uc774\ub0b8\uc15c(Webull Financial LLC)\uc5d0 420\ub9cc\ub2ec\ub7ec(\uc57d 56\uc5b58000\ub9cc\uc6d0)\uc758 \ubc8c\uae08\uc744 \ubd80\uacfc\ud588\ub2e4\uace0\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.sanctionlab.com\/?p=75611\" \/>\n<meta property=\"og:locale\" content=\"ko_KR\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"\u7f8e FINRA, \ud48d\uacbd \uc0ac\uc9c4\u00b7\uc0ac\ub9dd\uc790 \uc815\ubcf4\ub85c\ub3c4 \uacc4\uc88c \uac1c\uc124 \ud5c8\uc6a9\ud55c \uc99d\uad8c\uc0ac\uc5d0 420\ub9cc\ub2ec\ub7ec \ubc8c\uae08 SanctionLab\" \/>\n<meta property=\"og:description\" content=\"\ubbf8\uad6d \uae08\uc735\uc0b0\uc5c5\uaddc\uc81c\uad6d(FINRA)\uc774 \uc9c0\ub09c 5\uc77c(\ud604\uc9c0\uc2dc\uac01) \uace0\uac1d \uc2e0\uc6d0\ud655\uc778\uacfc \uc758\uc2ec\uac70\ub798 \uac10\uc2dc \ub4f1 \uc790\uae08\uc138\ud0c1\ubc29\uc9c0(AML) \uc758\ubb34\ub97c \uc704\ubc18\ud55c \uc628\ub77c\uc778 \uc99d\uad8c\uc0ac \uc6e8\ubd88 \ud30c\uc774\ub0b8\uc15c(Webull Financial LLC)\uc5d0 420\ub9cc\ub2ec\ub7ec(\uc57d 56\uc5b58000\ub9cc\uc6d0)\uc758 \ubc8c\uae08\uc744 \ubd80\uacfc\ud588\ub2e4\uace0\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.sanctionlab.com\/?p=75611\" \/>\n<meta property=\"og:site_name\" content=\"SanctionLab\" \/>\n<meta property=\"article:published_time\" content=\"2026-11-10T20:40:49+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.sanctionlab.com\/wp-content\/uploads\/2026\/11\/\uc2a4\ud06c\ub9b0\uc0f7-2026-11-09-143954.png\" \/>\n\t<meta property=\"og:image:width\" content=\"590\" \/>\n\t<meta property=\"og:image:height\" content=\"222\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/png\" \/>\n<meta name=\"author\" content=\"\ubb38\uc138\ud615 \ucee8\uc124\ud134\ud2b8\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"\uae00\uc4f4\uc774\" \/>\n\t<meta name=\"twitter:data1\" content=\"\ubb38\uc138\ud615 \ucee8\uc124\ud134\ud2b8\" \/>\n\t<meta name=\"twitter:label2\" content=\"\uc608\uc0c1 \ub418\ub294 \ud310\ub3c5 \uc2dc\uac04\" \/>\n\t<meta name=\"twitter:data2\" content=\"3\ubd84\" \/>\n<script type=\"application\/ld+json\" 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